Registered Trader Trader, who has a valid membership with exchange, and who uses his own account to carry out trading. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration … [Read more...]
Registrar
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Registrar Institution that has been designated to maintain issue/ ownership record of company securities. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration Right Registration … [Read more...]
Registration Right
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Registration Right Right that allows owners of restricted stock to demand inclusion in SEC books by means of registration of shares. This makes it possible to trade shares in public. Random Finance Terms for the Letter S Registered Bond Registered … [Read more...]
Registration Statement
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Registration Statement Document required under law by SEC to register the securities to be offered to public. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration … [Read more...]
Regression Analysis
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Regression Analysis Analytical tool that helps determine the relationship in force between variables. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration Right Registration … [Read more...]
Regression Equation
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Regression Equation The relationship between dependent variables and independent variables influencing the first, explained by means of a mathematical equation. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered … [Read more...]
Regression Toward the Mean
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Regression Toward the Mean Movement pattern wherein random variables inevitably move towards their mean value. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration … [Read more...]
Regressive Tax
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Regressive Tax Tax which, though applied uniformly, impacts low income individuals more than high income ones because of the earnings disparity. Random Finance Terms for the Letter S Regressive Tax Regular Way Settlement Regulation A Regulation D Regulation FD- Fair … [Read more...]
Regular Way Settlement
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Regular Way Settlement Typical settlement modes followed in bond and money market dealings. Usually, physical delivery takes place when, on the following day, settlement is made via Fed Funds or reserve balances by depository institutions. Random Finance Terms for the Letter … [Read more...]
Regulation A
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Regulation A SEC regulation permitting low value public offerings (lower than $1.5MM) to be carried out without fulfilling several of the mandatory registrations regulations. Random Finance Terms for the Letter S Regressive Tax Regular Way Settlement Regulation … [Read more...]
Regulation D
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Regulation D SEC regulation (merged with regulation M) requiring member banks to have sufficient reserves when compared against the debt owed by them to overseas branches of other banks. A 28 day average period is prescribed for the reserve calculation. Random Finance Terms … [Read more...]
Regulation FD- Fair Disclosure
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Regulation FD- Fair Disclosure SEC regulation aimed at preventing unfair advantage to those investors with inside information regarding businesses. Regulates the dissemination of non public information known to selective investors and ensures that such information is made public … [Read more...]
Regulation M
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Regulation M Member banks must have sufficient reserves, based on 28 day average, against debt owed by them to overseas branches of other banks. Also, the regulation requires reserves against Eurodollars loaned for private placement by overseas branches. Random Finance Terms … [Read more...]
Regulation Q
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Regulation Q Limits imposed by SEC on interest rates payable by banks on time deposits and savings accounts. Time deposits with funds greater than $100,000 are not limited by this regulation as on present date. Random Finance Terms for the Letter S Regressive Tax Regular … [Read more...]
Regulatory Accounting Procedures
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Regulatory Accounting Procedures FHLB requirements that allow Savings and Loans associations to amortize annual profits and losses accruing through asset sales, over the life span of the sold asset. The decision to do so may be taken each year. Random Finance Terms for the … [Read more...]
Regulatory Arbitrage
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Regulatory Arbitrage Financial advantage gained by using loopholes to avoid certain regulations. Regulatory bodies attempt to prevent this arbitrage by increasing costs of using such loopholes or filling in the gaps. Random Finance Terms for the Letter S Regressive … [Read more...]
Regulatory Pricing Risk
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Regulatory Pricing Risk Pricing risk brought about by a restriction by regulatory bodies, on premium rates that can be charged. Random Finance Terms for the Letter S Regressive Tax Regular Way Settlement Regulation A Regulation D Regulation FD- Fair … [Read more...]
Regulatory Surplus
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Regulatory Surplus Non market evaluation of liabilities and assets to derive surplus in accordance with RAP. This figure may differ significantly from results derived from economic surplus calculation. Random Finance Terms for the Letter S Regulatory Surplus Reinvestment … [Read more...]
Reinvestment Rate
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Reinvestment Rate The yields that can be gained by investing interest payments received from debt securities throughout the term of the security. Random Finance Terms for the Letter S Regulatory Surplus Reinvestment Rate Reinvestment Risk Re-Invoicing Center REIT … [Read more...]
Reinvestment Risk
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Reinvestment Risk Risk inherent in reinvestment expectations that future proceeds or earnings may need to be reinvested only at the lower rates prevailing then. Random Finance Terms for the Letter S Regulatory Surplus Reinvestment Rate Reinvestment Risk Re-Invoicing … [Read more...]
