Receive Versus Payment Selling instruction stating that settlement will be accepted only by cash. Delivery of securities is done only when cash is received. Random Finance Terms for the Letter S Receivables Balance Fractions Receivables Turnover Ratio Receiver Receive … [Read more...]
Recession Resistant
Recession Resistant Businesses, stocks or industries that are not impacted by recessionary trends in economy. For example, sale of essentials like medicines are not significantly affected during downturn. Random Finance Terms for the Letter S Receivables Balance … [Read more...]
Reclamation
Reclamation Cancellation of transfer of ownership of any security when irregularities come to light. The original owner may ask for reclamation in the form of a right to return or right to receive back the security. Random Finance Terms for the Letter S Receivables Balance … [Read more...]
Record Date
Record Date Official ownership date of shares, which entitles shareholder for receiving dividend payouts. In a trade, buyer is recorded as official holder of shares or ‘owner of record’ as on the date of settlement. A company may announce dividend on December 31 for owners of … [Read more...]
Recoupling
Recoupling Tendency of returns and yields on assets to follow or fall back in line with traditional correlation patterns. This may happen when fundamental factors that were previously fluctuating, come back to an even keel. Random Finance Terms for the Letter S Receivables … [Read more...]
Recourse
Recourse Denotes type of loan agreement where lender can lay claim against borrowing company or guarantor in case collateral given cannot cover the complete debt. Random Finance Terms for the Letter S Receivables Balance Fractions Receivables Turnover … [Read more...]
Red Herring
Red Herring First cut prospectus given to potential customers, without pricing information or expected yields. Generally applicable to new issues still awaiting SEC approval. Random Finance Terms for the Letter S Receivables Balance Fractions Receivables Turnover … [Read more...]
Redeemable
Redeemable Asset or security that can be repurchased by issuer before or on maturity. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption Suspension Reference Rate Refundable Refunded Bond Refunding Refunding … [Read more...]
Redemption
Redemption In the context of fixed income securities, return of principal. May occur on maturity or at owner’s discretion through cancellation. In mutual funds, redemption occurs through sale of units to generate pay back of investment when holder desires. Random Finance … [Read more...]
Redemption Charge
Redemption Charge Charge imposed by a mutual fund company in form of commission during redemption. Back end load on a fund, requiring sellers to pay extra when they exit the fund, is a redemption charge imposed by the fund. The longer the participation in the mutual fund, the … [Read more...]
Redemption Cushion
Redemption Cushion The amount by which the value of a security that can be converted to common stocks surpasses the price at which redemption is possible. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption … [Read more...]
Redemption Suspension
Redemption Suspension Stipulations with hedge funds that restrict withdrawal of funds when redemption is in force. These are mentioned in the prospectus of the fund and can be brought into force by the fund manager at his Random Finance Terms for the Letter … [Read more...]
Reference Rate
Reference Rate The standard rate of interest that is used to determine the terms of swap deals or compensation deals with respect to interest rate. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption … [Read more...]
Refundable
Refundable Security that may be retired before maturity by means of refund from issuer. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption Suspension Reference Rate Refundable Refunded … [Read more...]
Refunded Bond
Refunded Bond Bonds whose funds are held in escrow invested in government securities like Treasury bonds until maturity. Such prerefunded bonds may have been ordinary bonds at time of issue. But now the funds are secured sufficiently to be completely fulfilled by such safe … [Read more...]
Refunding
Refunding Refinancing existing bond by new bond issue by the company. The new issue may be of equal or higher ranking than original bond. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption Suspension Reference … [Read more...]
Refunding Escrow Deposits
Refunding Escrow Deposits Forward contract creating an escrow from investor’s funds to purchase a specified bond at an agreed yield on a predetermined future date. The escrow funds are invested in safe investments like government securities and at maturity the funds are invested … [Read more...]
Registered Bond
Registered Bond Bonds where ownership is recorded by issuer. Interest payment records are also maintained. Contrary to bearer bonds whose possession denotes ownership and no records are maintained in this respect. Random Finance Terms for the Letter S Registered … [Read more...]
Registered Representative
Registered Representative Person with CFTC registration, who can carry out business on behalf of an employing Future commission merchant (FCM) or other kinds of commission firms. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered … [Read more...]
Registered Security
Registered Security Securities registered with issuer or issuer’s agent. Stockholder information is thus recorded in company books to facilitate payment of dividends and communicate information to investor. Random Finance Terms for the Letter S Registered Bond Registered … [Read more...]




