Reference Rate The standard rate of interest that is used to determine the terms of swap deals or compensation deals with respect to interest rate. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption … [Read more...]
Refundable
Filed Under: r by
Refundable Security that may be retired before maturity by means of refund from issuer. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption Suspension Reference Rate Refundable Refunded … [Read more...]
Refunded Bond
Filed Under: r by
Refunded Bond Bonds whose funds are held in escrow invested in government securities like Treasury bonds until maturity. Such prerefunded bonds may have been ordinary bonds at time of issue. But now the funds are secured sufficiently to be completely fulfilled by such safe … [Read more...]
Refunding
Filed Under: r by
Refunding Refinancing existing bond by new bond issue by the company. The new issue may be of equal or higher ranking than original bond. Random Finance Terms for the Letter S Redeemable Redemption Redemption Charge Redemption Cushion Redemption Suspension Reference … [Read more...]
Refunding Escrow Deposits
Filed Under: r by
Refunding Escrow Deposits Forward contract creating an escrow from investor’s funds to purchase a specified bond at an agreed yield on a predetermined future date. The escrow funds are invested in safe investments like government securities and at maturity the funds are invested … [Read more...]
Registered Bond
Filed Under: r by
Registered Bond Bonds where ownership is recorded by issuer. Interest payment records are also maintained. Contrary to bearer bonds whose possession denotes ownership and no records are maintained in this respect. Random Finance Terms for the Letter S Registered … [Read more...]
Registered Representative
Filed Under: r by
Registered Representative Person with CFTC registration, who can carry out business on behalf of an employing Future commission merchant (FCM) or other kinds of commission firms. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered … [Read more...]
Registered Security
Filed Under: r by
Registered Security Securities registered with issuer or issuer’s agent. Stockholder information is thus recorded in company books to facilitate payment of dividends and communicate information to investor. Random Finance Terms for the Letter S Registered Bond Registered … [Read more...]
Registered Trader
Filed Under: r by
Registered Trader Trader, who has a valid membership with exchange, and who uses his own account to carry out trading. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration … [Read more...]
Registrar
Filed Under: r by
Registrar Institution that has been designated to maintain issue/ ownership record of company securities. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration Right Registration … [Read more...]
Registration Right
Filed Under: r by
Registration Right Right that allows owners of restricted stock to demand inclusion in SEC books by means of registration of shares. This makes it possible to trade shares in public. Random Finance Terms for the Letter S Registered Bond Registered … [Read more...]
Registration Statement
Filed Under: r by
Registration Statement Document required under law by SEC to register the securities to be offered to public. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration … [Read more...]
Regression Analysis
Filed Under: r by
Regression Analysis Analytical tool that helps determine the relationship in force between variables. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration Right Registration … [Read more...]
Regression Equation
Filed Under: r by
Regression Equation The relationship between dependent variables and independent variables influencing the first, explained by means of a mathematical equation. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered … [Read more...]
Regression Toward the Mean
Filed Under: r by
Regression Toward the Mean Movement pattern wherein random variables inevitably move towards their mean value. Random Finance Terms for the Letter S Registered Bond Registered Representative Registered Security Registered Trader Registrar Registration … [Read more...]
Regressive Tax
Filed Under: r by
Regressive Tax Tax which, though applied uniformly, impacts low income individuals more than high income ones because of the earnings disparity. Random Finance Terms for the Letter S Regressive Tax Regular Way Settlement Regulation A Regulation D Regulation FD- Fair … [Read more...]
Regular Way Settlement
Filed Under: r by
Regular Way Settlement Typical settlement modes followed in bond and money market dealings. Usually, physical delivery takes place when, on the following day, settlement is made via Fed Funds or reserve balances by depository institutions. Random Finance Terms for the Letter … [Read more...]
Regulation A
Filed Under: r by
Regulation A SEC regulation permitting low value public offerings (lower than $1.5MM) to be carried out without fulfilling several of the mandatory registrations regulations. Random Finance Terms for the Letter S Regressive Tax Regular Way Settlement Regulation … [Read more...]
Regulation D
Filed Under: r by
Regulation D SEC regulation (merged with regulation M) requiring member banks to have sufficient reserves when compared against the debt owed by them to overseas branches of other banks. A 28 day average period is prescribed for the reserve calculation. Random Finance Terms … [Read more...]
Regulation FD- Fair Disclosure
Filed Under: r by
Regulation FD- Fair Disclosure SEC regulation aimed at preventing unfair advantage to those investors with inside information regarding businesses. Regulates the dissemination of non public information known to selective investors and ensures that such information is made public … [Read more...]
